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Financial Services · Frisco & DFW
IT for financial firms that clients trust.
RIAs, CPAs, wealth managers, and financial planners — your clients trust you with their money, and your regulators expect you to protect their data. We build IT and security programs that satisfy SEC, FINRA, GLBA, and the FTC Safeguards Rule.
SEC · FINRA · GLBA
Why this matters
Common pain points we see every week.
We built our financial services offering around these. You do not have to explain your world — we already know it.
01
SEC and state regulators are reading the playbook
WISP requirements, vendor due diligence, written information security programs. The bar keeps moving — we move with it.
02
FTC Safeguards Rule is teeth-out
Tax preparers, CPAs, and many planners are squarely in scope. We deploy the required controls and document every one.
03
Custodian and client portal sprawl
Schwab, Fidelity, Pershing, Orion, RedTail, Wealthbox. We have integrated them all securely.
04
Email and BEC fraud is the top attack vector
Wire fraud, payment redirects, M&A interception. We harden mail, train users, and add technical guardrails.
05
Workpaper and client document security
PII, account numbers, tax returns. Encryption, access controls, retention — and the policies your auditor will want to see.
What is included
An financial services-grade IT stack — out of the box.
Written information security program
Custom-written WISP mapped to SEC, FINRA, or FTC Safeguards. Maintained ongoing.
- Risk assessment
- Policy library
- Annual reviews
- Auditor-ready evidence
Mail and collaboration security
M365 hardened to CIS benchmarks, ATP/Defender, DMARC/SPF/DKIM. BEC is the top financial fraud — we close those doors first.
- M365 hardening
- Anti-phishing
- DMARC
- Encrypted client mail
Custodian and CRM integration
Single sign-on across Schwab, Fidelity, Orion, RedTail, Wealthbox, Tamarac, Black Diamond. MFA enforced on every one.
- SSO setup
- MFA enforcement
- Vendor security reviews
- Access logging
Wire-fraud defense
Phishing-resistant MFA, call-back procedures, payment-change verification workflows, quarterly training drills.
- MFA hardening
- Process design
- Training
- Tabletop drills
Document and workpaper security
SharePoint or document management hardened for client data. Encryption, retention, access reviews.
- SharePoint security
- DLP policies
- Retention rules
- Access reviews
Audit and exam support
SEC exams, FINRA reviews, peer review prep, and IRS Pub 4557. We are in the room and pull the evidence.
- Pre-exam prep
- Evidence packages
- Auditor coordination
- Remediation tracking
Custodians and tools we support
We have seen all their quirks.
Whether you run the enterprise platforms or scrappy point-tools, we know the network specs, vendor escalation paths, and integration patterns.
Schwab Advisor
Fidelity WealthCentral
Pershing NetX
Orion
Black Diamond
Tamarac
RedTail
Wealthbox
Salesforce FSC
Lacerte
ProSeries
UltraTax
CCH ProSystem fx
Drake
Holistiplan
RightCapital
MoneyGuidePro
eMoney
How we work
No two engagements are identical.
Every engagement starts with discovery — your environment, your risks, your priorities. From there we propose a fit-for-purpose plan: what to deploy, what to keep, what to retire. We bring the same playbooks Techital has refined over 25+ years in IT services.
We do not publish case studies with fabricated metrics. Ask for a reference call and we will introduce you to a current client in a comparable industry.Request a reference call
25+ yrsTechital in business since 2001
Inc. 50002024 and 2025
MSP Titans2025 Manufacturing Finalist
Frisco + LATwo offices, one team
Start here
Get your financial firm regulator-ready.
Free 30-minute call. Tell us what regulators apply, your firm size, and timeline. We come back with a realistic plan.
What you will receive
- WISP / policy library outline
- Regulatory framework mapping
- Top 5 critical gaps
- Honest timeline and cost